FMA – 2020 Securities Compliance Seminar

 Oyster Director Nikki Brinkerhoff will be speaking at the FMA 2020 Securities Compliance Seminar, April 29-May 1, 2020.  This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured… READ MORE

SIFMA Compliance & Legal Annual Seminar

Oyster is proud to be a sponsor of the SIFMA  Compliance & Legal Annual Seminar.  Stop by Booth #403  – our consultants would love to learn more about your firm, and you can discover how Oyster can help. For 52 years, SIFMA’s C&L Annual Seminar has served as the preeminent event for compliance and legal… READ MORE

FINRA’s Reg BI Conference – What You Need to Know

With just over six months remaining until the implementation date of Reg BI, we are seeing regulators provide additional guidance to help firms to meet the requirements of the rule, and regulatory expectations.  This week, FINRA hosted its Reg BI Conference in Washington, DC and Oyster’s consultants attended to receive the most up to date… READ MORE

Chicago Compliance Officer Roundtable

Oyster Associate Director Nikki Brinkerhoff and Relationship Manager Mark O’Connor will be attending the latest in a series of interactive investment adviser compliance roundtables. This series is designed to bring compliance officers and others interested in adviser compliance issues in the Chicago metropolitan area together periodically to share information and discuss hot topics. At the… READ MORE

Nikki Brinkerhoff Attends SIFMA Diversity & Inclusion Conference

Oyster Associate Director Nikki Brinkerhoff will be attending the SIFMA Diversity & Inclusion Conference in New York. SIFMA’s Diversity & Inclusion Conference brings together business executives, human resource professionals and diversity practitioners to explore how we can promote diversity, inclusion and parity to shape our workforce and serve our clients.  Learn the latest strategies and… READ MORE

2019 FINRA Annual Conference – Oyster’s Dennis, Rosser & Brinkerhoff Attending

Oyster Consulting’s General Counsel Patrick M. Dennis, Director Evan Rosser and Associate Director Nikki Brinkerhoff will be attending the FINRA Annual Conference in Washington, DC May 15-17, 2019.   FINRA’s premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference… READ MORE

Oyster Sponsors 2019 Schwab Compliance Solutions National Conference

Join Oyster’s Nikki Brinkerhoff, Molly Bryson and Gena Spitzer at the 2019 Schwab Compliance Solutions National Conference, April 3-5 in Memphis, TN. Visit our booth to learn more about how Oyster can help your firm stay ahead of the regulatory curve with its consulting and software services.