It’s Time for your Annual…Renewals: Don’t Forget to Fund your CRD/IARD Account

It’s that time again—the leaves have turned, football pools are in full swing, and FINRA has published its 2016 Renewal Calendar. December 18th is the deadline for Receipt of Preliminary Renewal Payment statements. Firms are required annually to renew their registrations through the Renewal Process, which begins in the fourth quarter of each year. Your… READ MORE