2019 Outcomes Advisor Conference

Oyster Consulting CEO Buddy Doyle will be speaking on “The Best Offense is a Good Defense – Shifting Cybersecurity from Expense to Client Value” at the Outcomes 2019 Advisor Conference July 29, 2019. Buddy Doyle is a passionate and innovative executive and has been in the financial services industry for over 30 years. Over the… READ MORE

SEC Fiduciary Standards Update

The SEC Proposes Rules and Interpretations to Address Relationships Between Retail Investors and Investment Professionals The Securities and Exchange Commission (Commission) has been considering issues relating to retail investor relationships with investment professionals for several years.  A study was undertaken following passage of the Dodd-Frank Act, resulting in certain recommendations in a 2011 report.  However,… READ MORE

Oyster Publishes SEC Exam Priorities White Paper

Oyster Consulting’s recent white paper SEC 2017 Exam Priorities White Paper (February, 2017) offers compliance professionals items to take into consideration for each topic addressed in the letter. If you have any questions or concerns about any of these topics, please contact us.  Our consultants are experts in these areas and have the experience and perspective… READ MORE