5 Action Items for the New Marketing Rule for Investment Advisors
The Securities and Exchange Commission released its final version of the modernized Marketing Rule under the Investment Advisors Act on December 22, 2020.
“Mad Men” Era Advertising Rule Getting an Update: Amendments Proposed by the SEC
The SEC has issued a proposal to amend the Advertising Rules, which had their last major revision in 1961. To put that into perspective, most of the financial advisors in the industry were not born when these rules were established. There were no social media platforms, podcasts, blogs, email or websites. While it is… READ MORE
