FCM, Swap Dealer and Major Swap Participants Regulatory & Compliance Services

Oyster Consulting has the experience you need to successfully implement your risk management and compliance program as mandated by the CFTC. Oyster’s services include:

  • Drafting policies and procedures
  • Implementation support for new policies and procedures
  • Training and education of staff and where necessary, customers
  • Support and advice regarding the filing of risk exposure reports
  • Independent annual review and testing of the Risk Management Program

Oyster can also help with the development, review, and implementation of cyber security monitoring programs and training for CFTC registered entities. Oyster will also advise your employees on how to protect confidential information.

The Oyster Difference:

Oyster has the background, perspective and independence, to help you build the risk management and compliance program that is right for your firm. We are the right partner to help you bridge the gap where business and regulation meet, ensuring that you have the resources to understand the requirements and the ability to implement them.