Training & Education

Creating, distributing and training on continuing education topics can be time consuming and run the risk of not being up to industry standards. Although not limited solely to the subjects below, Oyster can create and administer training to your staff on the following industry requirements and hot topics:

• Annual Compliance
• Annual Reminders
• Anti-Money Laundering
• Case Studies including Insider Trading, Private Placements Gone Bad, Variable Annuity and Private Placement
• Cybersecurity
• DOL Fiduciary Standard Compliance
• Email Communication
• Exchange Traded Funds and Complex Products
• Ethics
• Information Security and Identity Theft
• Low-Priced Securities
• Policy Changes
• Red Flags
• RIA Rollover Suitability
• Vulnerable Adults and Elder Abuse

The Oyster Difference

Oyster’s training programs are not off-the-shelf products.  Each training module is customized to meet your firm’s unique needs and match your specific policies and procedures. Oyster can tailor training and knowledge checks to hone in on what’s most important to your firm while still covering the necessary material. Oyster can simply provide your firm with this customized training or administer the training live via the web or in person to allow your personnel the opportunity to ask questions and have meaningful discussions about the material.