Jeff is a seasoned industry professional with over 30 years of expertise in accounting, finance, and auditing in the securities brokerage industry.› LEARN MORE
We built Oyster Solutions to help you save time and money while achieving regulatory compliance. Too many firms spend too much money and time on compliance, only to find that they are not getting the results they expect. Oyster Solutions helps you prioritize, organize, and automate your compliance program and proves you have done the job.
We believe the foundation of a compliance program must have these structural components to efficiently meet regulatory requirements.
that define and measure risk and controls, and assign ownership to create an understanding of your environment.
aligned to rules and regulations so you know your program is designed to comply- and targeted to the reader through role-based entitlements.
implemented and monitored with a robust workflow platform. That includes on-demand functionality and scheduled activities.
that proves you implemented your policies and procedures and retains your records in WORM format.
that helps you understand your risk, controls, allocation of resources, and keeps you on track.