FINRA Folds Its CARDS Until Industry Concerns Addressed

On Friday, May 1, Financial Industry Regulatory Authority (FINRA) CEO Rick Ketchum testified at a Congressional hearing that FINRA is halting any work on its Comprehensive Automated Risk Data System (CARDS) unless they are able to address industry concerns around the potential ability of “a few bad actors” to access information that could possibly be… READ MORE

Complex Financial Futures Expert Donald L. Horwitz Joins Oyster Consulting

Financial services consulting firm hires former General Counsel to Nadex, the North American Derivatives Exchange, Inc. Oyster Consulting announced today that Donald L. Horwitz, Esq. has rejoined the firm as Managing Director in their Chicago office. Most recently, Don served as General Counsel and Chief Regulatory Officer to Nadex and as General Counsel and Managing… READ MORE