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October 2018

Senior Consultant Bob Tuch Attending the 2018 Ohio Securities Conference

October 26, 2018
Bob Tuch, Senior Consultant, Oyster Consulting

Oyster Senior Consultant Bob Tuch will be attending the 2018 Ohio Securities Conference in Columbus, OH on October 26, 2018. Bob has over 25 years of experience in the financial services industry. He has served as in-house counsel for Nationwide Financial Services, Inc., an affiliate of Nationwide Insurance Company, and BISYS Fund Services, a mutual fund administrator and product distributor. At Nationwide, he managed a practice group that supported Nationwide-affiliated broker-dealers and provided legal support for Nationwide insurance agents. At…

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Oyster Sponsors NSCP National Conference

October 29, 2018 - October 31, 2018
Omni Atlanta, 100 CNN Center
Atlanta,GA
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2018 NSCP Conference

Join Oyster Consulting at Booth #2 at the NSCP's National Conference this year in Atlanta, Georgia.  Our Relationship Mangers Gena Spitzer and Molly Bryson will be at our booth, and Managing Director Hank Sanchez will be attending the conference.  They look forward to meeting you and learning more about your business and how Oyster can help your firm navigate the changing compliance environment. Why Should I attend? Prioritization is important in your career. The most successful professionals schedule time to…

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Managing Director Hank Sanchez Speaking at 2018 NSCP National Conference

October 29, 2018 - October 31, 2018
Omni Atlanta, 100 CNN Center
Atlanta,GA
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Varies
Hank Sanchez

Oyster Managing Director Hank Sanchez will be a panelist at the NSCP National Conference in Atlanta, GA.  Hank will be speaking during the panel titled "The SEC's Proposed Regulation Best Interest." This General Session will summarize, explain and explore the details and lack of details of the SEC’s Release proposing the new rule.  The panelists will also synthesize and discuss the most salient commentary provided during the proposed regulation’s comment period, and provide their best forecasts as to whether and…

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January 2019

Associate Director Bill Reilly Attends SIFMA C&L Society Breakfast

January 25
Raymond James Financial, 880 Carillon Parkway
Saint Petersburg,Florida33716
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SIFMA C&L Florida

On January 25, 2019, Oyster Associate Director Bill Reilly will be attending the SIFMA C&L Society Breakfast in St. Petersburg, Florida. Bill leverages his examination expertise and relationships with state and federal regulators and self-regulatory organizations to guide broker-dealers and investment advisers through both proactive and reactive regulatory processes and compliance issues. Among others Bill conducts FINRA Rule 3120, Supervisory Control Reviews, Annual Compliance Reviews for federally and state-covered investment advisers, creates and/or updates policies and procedures for opening and…

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Oyster Consulting/NDSE Sponsor Technology Webinar

January 31 @ 3:00 pm - 5:00 pm
The Frontier Project, 3005 W. Marshall Street
Richmond,VA23230United States
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On January 31st Oyster Consulting and Network Data Security Experts, Inc. (NDSE) will co-host an invitation-only Cybersecurity Roundtable in Richmond, Virginia.  Among other items, topics discussed will include:   Cybersecurity Solutions for Businesses Cybersecurity and the Financial Services Industry VoIP Issues   Panelists: Buddy Doyle                                  Michael Pfaff                            James McKinney                                         Jay Ryerse                                   Tyler Collins CEO                                                   Director of IT & Sales               Founding Partner/President                     CTO, Security Products             Computer Scientist (CS)…

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