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April 2021

FMA’s 2021 Securities Compliance Seminar

April 29 - April 30

This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured for peer-to-peer learning. Open discussion is encouraged to develop solutions to key industry challenges and regulatory “hot button” priorities.

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July 2021

FIA-SIFMA AMG Asset Management Derivatives Forum

July 14 - July 16

FIA and SIFMA AMG are pleased to announce the seventh annual Asset Management Derivatives Forum will be held on July 14-16, 2021 at the Ritz Carlton Laguna Nigel in Dana Point, CA.

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October 2021

SIFMA Operations Conference & Exhibition

October 4 - October 7

Details to come.

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SIFMA C&L Annual Seminar

October 13 - October 15

Details to come as they are published.

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November 2021

NSCP National Conference

November 8 - November 10
Gaylord National Harbor National Harbor, MD

More details to come as they are provided.

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