
Events Search and Views Navigation
April 2021
FMA’s 2021 Securities Compliance Seminar
This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured for peer-to-peer learning. Open discussion is encouraged to develop solutions to key industry challenges and regulatory “hot button” priorities.
Find out more »July 2021
FIA-SIFMA AMG Asset Management Derivatives Forum
FIA and SIFMA AMG are pleased to announce the seventh annual Asset Management Derivatives Forum will be held on July 14-16, 2021 at the Ritz Carlton Laguna Nigel in Dana Point, CA.
Find out more »