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March 2019
Oyster Associate Director Nikki Brinkerhoff Attending NSCP Women in Compliance Meeting
Oyster Consulting Associate Director Nikki Brinkerhoff will be attending NSCP's Women in Compliance meeting in New York, March 19, 2019. The meeting honors International Women’s Day with a candid discussion on the issues facing women and their firms in the compliance industry, including gender gaps in earnings and advancement, work achievement, and opportunities. Attendees will hear from a panel of women with diverse backgrounds in compliance on how they have overcome roadblocks in their careers. Our compliance panelists will be joined by…
Find out more »Dennis and Brinkerhoff Attend SIFMA C&L Annual Seminar
Join Patrick M. Dennis and Nikki Brinkerhoff during the SIFMA C&L Annual Seminar. They would love to chat with you about your firm and the compliance trends they are seeing in the industry.
Find out more »May 2019
CEO Buddy Doyle to Speak at Future Markets Association 2019 Securities Compliance Seminar
On May 2nd Oyster CEO Buddy Doyle will participate in a panel discussion of compliance issues for broker-dealers and investment advisors. Discussion topics will include: Broker-dealer reporting (FINRA Notice 18-20); Distribution OBA/Selling Away RIA Holding Reports Continuing Education Insurance Buddy Doyle is a passionate and innovative executive and has been in the securities industry for over 25 years. Over the past eight years, he and his team have built an award winning organization with 50 employees serving hundreds of clients…
Find out more »Oyster Consulting Sponsors Booth at 2019 SIFMA Operations Conference & Exhibition
Oyster Consulting is proud to sponsor a booth at the SIFMA Operations Conference & Exhibition in Boca Raton, Florida, May 6-9, 2019. Oyster Consultants Pete Bowman and Pete McAteer will be attending the conference, and would love to learn about your firm and its operations/technology needs. Or, stop by our booth and chat with our Relationship Manager. Pete Bowman has extensive executive and management experience advising on Brokerage Platform and Correspondent Clearing Alternatives. He began his career 35 years ago…
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