Events Search and Views Navigation
March 2021
NSCP Virtual Regulatory Interchange Webinar with FINRA
Oyster Consulting's Ed Wegener will be participating in the March 9th NSCP Regulatory Interchange, which provides an informal virtual setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Industry moderators will prompt questions and topics for discussion with the regulators based on input from the attendees. Hear directly from regulatory speakers representing: SEC FINRA Department of Labor / ESBA NASAA and State Regulators
Find out more »April 2021
FMA’s 2021 Securities Compliance Seminar
This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured for peer-to-peer learning. Open discussion is encouraged to develop solutions to key industry challenges and regulatory “hot button” priorities.
Find out more »July 2021
FIA-SIFMA AMG Asset Management Derivatives Forum
FIA and SIFMA AMG are pleased to announce the seventh annual Asset Management Derivatives Forum will be held on July 14-16, 2021 at the Ritz Carlton Laguna Nigel in Dana Point, CA.
Find out more »