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Oyster Sponsors 2019 NSCP National Conference
October 21, 2019 - October 23, 2019
Oyster Consulting is a sponsor of the 2019 NSCP National Conference, October 21-23, in Baltimore, MD. Oyster’s CEO, Buddy Doyle will also be speaking on the 2019 Regulatory Priorities & Best Practices (Intermediate) panel. This session will focus on OCIE’s 2019 examination priorities against a risk-based approach to: promoting compliance, preventing fraud, identifying and monitoring risk, and informing policy. Best practices in highlighted sections will be covered for firms of various sizes. Attendees will leave with ideas and best practices to implement for their firm.
Buddy Doyle is a passionate and innovative executive and has been in the financial services industry for over 30 years. Over the past 10 years, he and his team have built an award-winning organization serving hundreds of clients in the United States and Bermuda with consulting, outsourcing and software solutions.
Prior to starting Oyster Consulting, Buddy was a Senior Vice President at Wachovia Securities LLC (now Wells Fargo Advisors) where he held leadership roles in that growing organization in Operations, Finance, Commodities, Technology, Compliance and the Private Client Group. He gained experience working with both small and large firms by starting his career at Wheat, First Securities in 1987, when the firm had 50 offices and 500 brokers in the Mid-Atlantic region. Through 10 acquisitions and mergers, the firm evolved into one of the largest in the United States.