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Oyster General Counsel & Managing Director Attending SIFMA C&L Annual Seminar

March 24 - March 27

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Oyster Consulting General Counsel Patrick M. Dennis will be attending the SIFMA Compliance & Legal Society Annual Seminar on March 24-27, 2019 in Phoenix, Arizona.

Patrick’s career has included extensive work as an attorney with the Securities and Exchange Commission in both the Division of Corporation Finance and the Division of Enforcement, where he handled a variety of cases including complex financial fraud, insider trading, broker-dealer and investment advisory issues and revenue recognition. Patrick also served as General Counsel and Corporate Secretary for Banc One Securities Corporation (Bank One Corporation’s bank brokerage firm).  Prior to founding Oyster Consulting, Patrick was a Senior Vice President and Assistant General Counsel to Wachovia Securities, LLC, where he was in charge of all litigation and regulatory matters affecting the retail brokerage firm.

 

For more information about how Oyster Consulting can assist your firm, please complete our contact form or call (804) 965-5400 and one of our Relationship Managers will be happy to help you.

 

 

 

Venue

JW Marriott Phoenix Desert Ridge
5350 East Marriott Drive
Phoenix, AZ 85054 United States
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