- This event has passed.
FIA Law & Compliance Division Conference
May 3, 2017
On May 3, 2017 Oyster Managing Director Don Horwitz will be attending the FIA Law & Compliance Division Conference in Washington, D.C.
During his thirty-plus years in the industry, Mr. Horwitz focused on assisting futures commission merchants (FCMs), broker-dealers, derivatives exchanges and their central counterparty clearinghouses (CCPs). He served as general counsel and/or chief compliance officer to three FCMs (through mergers and acquisitions), president of a broker-dealer and several developing exchanges. He provided comprehensive legal, regulatory and strategic advice to those organizations’ chief executive officers and boards of directors. He was also called upon regularly to manage and resolve discrete and sensitive situations. Currently he is advising a designated contract market and several CPO’s and CTA’s with market regulation and compliance. He is also working with member NFA firms on their compliance with the NFA’s Information Systems Security Policies
To learn more about how Oyster can assist your firm with its regulatory compliance, complete our contact form and one of our Relationship Managers will be happy to help yo