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Crypto Evolved – The Innovator’s Conference
June 25, 2019
Oyster’s Evan Rosser, Terry Schafer and Michael Segal are attending the Crypto-Evolved Conference in New York, June 25th, 2019. “Crypto Evolved is the only industry conference dedicated to the development of the institutional digital-asset market. Through a high-quality agenda focused on key issues impacting capital markets, Crypto Evolved will attract senior representatives from traditional Wall Street firms to Silicon Valley.”
Evan Rosser is an experienced and respected securities industry professional with over 25 years of experience managing complex securities investigations for NASD/FINRA and providing compliance expertise to both broker-dealers and investment advisors. As an Oyster consultant, Evan has served as CCO for both investment advisors and broker-dealers, as well as providing compliance support to numerous broker-dealers and registered investment advisors. Evan has also served as an independent consultant in both SEC and FINRA enforcement actions involving Rule 15c3-5 and Market Access, AML, market manipulation and low-prices securities trading. He has served as an expert witness in FINRA enforcement actions and arbitrations. Prior to consulting, Evan supervised FINRA Enforcement’s investigative staff of more than 40 supervisors and examiners, and successfully completed hundreds of investigations alleging numerous FINRA and SEC rule violations including NASDAQ and OTCBB trading violations, excessive equity markups, and NASD/FINRA sales practice, corporate financing and advertising rule violations.
Terry Schafer is a financial services executive, with 30 years of experience as a COO and CFO for investment banking capital markets, trading and derivative businesses in New York, London and Tokyo, as well as Fin-Tech start-ups, private funds, RIA’s and hybrid broker-dealer businesses. Terry’s expertise in business management, operations, compliance and technology allows her to translate business, legal and regulatory requirements into workable business and compliance policies, processes and technology solutions.
Michael Segal has 30 years of experience in the financial services industry. Michael specializes in trading and risk management, transition and vendor management and strategic and tactical planning for the following business lines: capital markets/wealth management, broker-dealers, RIAs, technology systems and service providers and clearing & custodian firms. His leadership and team-building skills, along with a strong focus on implementing processes result in increased revenue, productivity and profit margins. Michael is a thought leader in electronic fixed income trading and a strong advocate for utilizing emerging technologies to promote operational efficiencies and increased market transparency.