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Attending SIFMA C&L Society Regional Seminar

September 21, 2016

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Patrick M. Dennis, General Counsel

On September 21, 2016, Oyster Founder and Legal Counsel Patrick Dennis and Senior Consultant Patrick lane will be attending the SIFMA C&L Society Regional Seminar in Charlotte, NC.

Patrick M. Dennis has been involved in the securities industry for over 30 years, and is one of the Founding Principals of Oyster Consulting. Patrick not only acts as Oyster’s Legal Counsel, but is also responsible for client and employee engagement, as well as regulatory relations.

Patrick Lane has over 25 years of securities industry experience. He started out at Prudential Bache in a branch support role, then became a Financial Advisor. Later, he moved to Paine Webber as an advisor and then to First Union Brokerage Services (FUBS) where he worked in the self-directed trading area. Through the company’s various mergers and growth, he was promoted to run the self-directed line of business, the customer service contact centers, online brokerage customer contact center, correspondent clearing customer contact centers and the asset management account contact center. The responsibilities of his teams included risk and analytics, middle office operations, online brokerage production support, quality assurance, learning and development.

To learn more about how Oyster can assist your firm with its regulatory compliance, complete our contact form and one of our Relationship Managers will be happy to help you.