Oyster News

Oyster Consulting Hires Compliance, Risk and Audit Specialist

Financial Services consulting firm responds to industry need for compliance and operations outsourcing expertise   Brian Moran recently joined Oyster Consulting as a Director, expanding our ability to help industry members address risk, legal, operational, financial, sales practice and compliance issues with expertise in Trust Regulations, Federal Banking, OCC, and FDIC, SEC and FINRA Rules…. READ MORE

Former FTB Advisors CCO Joins Oyster Consulting

  Oyster responds to industry need for operations and compliance experts   Nikki Brinkerhoff recently joined Oyster Consulting as an Associate Director, expanding Oyster’s Operations and Compliance practices. The move increases the firm’s ability to help industry members optimize operations and compliance functions, as well as design and implement technology solutions to improve operational excellence, improve… READ MORE

Reg BI Article Published by Oyster Director Evan Rosser

In April 2018, the SEC presented its long awaited rule proposal Regulation Best Interest (“Reg BI”) as a three-part regulatory package aimed at reforming the way that investment professionals serve retail investors. If enacted as proposed, Reg BI would impose upon broker-dealers an obligation to act in a retail customer’s “best interest” when recommending securities… READ MORE

Oyster Consulting (Bermuda) Hires New Managing Director

Financial services consulting firm responds to fintech demands with new leadership   Hamilton, Bermuda, September 25, 2018 — Oyster Consulting announced today that Dale C. Jackson, joined Oyster Consulting (Bermuda) as its Managing Director. Mr. Jackson’s experience in compliance, business development, and within the Bermuda Government will help him grow the firm as Bermuda’s regulatory… READ MORE

Oyster Consulting (Bermuda) Enacts Changes to Board Leadership

Robert Hall assumes position of Chairman of the Board; Brian R. Hall, OBE transitions to Chairman Emeritus Brian R. Hall, OBE, former Chairman of the Board of Oyster Consulting (Bermuda) Ltd., has become Chairman Emeritus. Mr. Hall served as Chairman of the Board since the company’s inception. His son, B. Robert Hall (Rob), a Founding… READ MORE

Former Robert W. Baird Director Joins Oyster Consulting

Financial Services consulting firm responds to industry need for strategic clearing, operations management Oyster Consulting announced today that Mary Jane Phillips joins the firm as an Associate Director, expanding Oyster’s Strategic Management and Operations and Technology practices. The move increases the firm’s ability to help broker-dealers and investment advisors optimize operations, automate processes, explore clearing… READ MORE