Hiring an Expert Witness: What to Look For

Finding the right expert witness can have a significant effect on the outcome of your case and the amount of time needed to prepare for and to try the matter. Expert witnesses can help you evaluate the strengths and weaknesses of a case. They can also assist with trial strategy, examination and cross examination of… READ MORE

SIFMA Regulation Best Interest Vendor Forum – Where Are We Now? (161 days to Implementation!)

Last week, SIFMA hosted a sold-out Reg BI Vendor Forum at its New York Conference Center and Oyster’s consultants attended to receive the most up-to-date information on how our competitors are handling the challenges and client concerns.  This was not a conference where regulators explain their expectations, but industry professionals and vendors discussed dealing with… READ MORE

FINRA’s Reg BI Conference – What You Need to Know

With just over six months remaining until the implementation date of Reg BI, we are seeing regulators provide additional guidance to help firms to meet the requirements of the rule, and regulatory expectations.  This week, FINRA hosted its Reg BI Conference in Washington, DC and Oyster’s consultants attended to receive the most up to date… READ MORE