Oyster Consulting Expands Executive Leadership Team

Industry Veterans Add Depth and Breadth to Products and Services Oyster Consulting announced today that Managing Directors Pete Bowman, Polly Cordle and David Williams have joined the executive team as the firm realigns its management structure for the next phase of growth. Pete Bowman, Managing Director, Strategic Planning and Execution, works with major platform providers and… READ MORE

Former Tradeweb Direct Head of Markets Joins Oyster Consulting

Financial Services consulting firm responds to demand for expertise in Capital Markets, Electronic Fixed Income Trading and Transition Management Michael Segal joins the Oyster Consulting as a Managing Director, expanding Oyster’s ability to provide consistent, high-quality services in trading operations, infrastructure and technology platforms. Michael has a proven track record of successfully establishing and expanding… READ MORE

Former Chicago Stock Exchange Sales-Marketing Director Joins Oyster Consulting

  Oyster Consulting announced today that Mark O’Connor joins the firm as a Relationship Manager, expanding Oyster’s ability to provide consistent, high-quality compliance, outsourcing and software services to financial services industry clients. Mark O’Connor has over 30 years of experience in the financial services industry, with an extensive track record of managing all aspects of… READ MORE

Former FTB Advisors CCO Joins Oyster Consulting

  Oyster responds to industry need for operations and compliance experts   Nikki Brinkerhoff recently joined Oyster Consulting as an Associate Director, expanding Oyster’s Operations and Compliance practices. The move increases the firm’s ability to help industry members optimize operations and compliance functions, as well as design and implement technology solutions to improve operational excellence, improve… READ MORE

Reg BI Article Published by Oyster Director Evan Rosser

In April 2018, the SEC presented its long awaited rule proposal Regulation Best Interest (“Reg BI”) as a three-part regulatory package aimed at reforming the way that investment professionals serve retail investors. If enacted as proposed, Reg BI would impose upon broker-dealers an obligation to act in a retail customer’s “best interest” when recommending securities… READ MORE

Senior Consultant Bob Tuch Publishes Senior Safe Act Article

Oyster Consulting Senior Consultant Bob Tuch recently contributed his article, “Protection of Seniors from Financial Exploitation – Congress Enacts the Senior Safe Act” to Practical Compliance & Risk Management for the Securities Industry, a Wolters Kluwer publication.  The Senior Safe Act provides immunity from liability to covered financial institutions and certain employees and representatives of… READ MORE