Webinar: The Art of Marketing in a Changing Regulatory Environment

Marketing rule webinar

Join our complimentary webinar Wednesday, May 19th

The Art of Marketing In
A Changing Regulatory Environment

Expert Insights into SEC’s Updated Advertising Rule 206(4)-1

Our panel of industry experts and former regulators will discuss:

Where will the regulatory focus be

What other firms are doing now

Why are certain distribution methods being chosen over others

How the definition of advertisement has expanded

New general prohibitions



Beth Hendricks

 Principal Owner & Consultant, Yeah, What She Said
Former Co-Head of Global Marketing, Riverfront Investments

Jeffrey Hiller

 Managing Director at Oyster Consulting
Former SEC Senior Counsel, Division of Enforcement

Tarah Williams

 Chief Administrative Officer and
Director of Marketing, Prospera Financial