Senior Consultant Bob Tuch Publishes Senior Safe Act Article

Senior Safe ActOyster Consulting Senior Consultant Bob Tuch recently contributed his article, “Protection of Seniors from Financial Exploitation – Congress Enacts the Senior Safe Act” to Practical Compliance & Risk Management for the Securities Industry, a Wolters Kluwer publication.  The Senior Safe Act provides immunity from liability to covered financial institutions and certain employees and representatives of those institutions when they disclose suspected exploitation of a senior citizen to a regulatory or law enforcement agency. The article includes an explanation of the Safe Act, its implications, and recommended practices.

Download the article

 

Bob Tuch will also be attending the 2018 Ohio Securities Conference in Columbus, OH on October 26, 2018.

Oyster Consulting provides specific written policies and procedures to comply with FINRA regulations and evolving state securities and adult protective services regulations, a matrix defining client disbursement hold time frames and reporting requirements to state regulators, testing of your policies and procedures, training programs on senior client issues and expert witness testimony.

For more information about how Oyster can help your firm, complete our contact form or call us at (804) 965-5400 and one of your associates will be happy to help you.

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