Recording Available: Starting Your Own RIA and Going Independent – What You Need to Know

Portfolio chartHave you been considering whether now is the right time to open a Registered Investment Advisor (“RIA”)?  Navigating the complex regulatory requirements, making operational and technology decisions, and developing the financial analysis to know what the future holds may seem daunting.

There are people willing to help you make an informed decision.  We invite you to watch a recording of our recent webinar, Starting Your Own RIA and Going Independent – What You Need to Know to help you understand.

 

Click here to watch the webinar

 

On January 24, 2018 Oyster Consulting and the Hirschler-Fleischer law firm hosted a webinar offering insight on:

  • The business case for going independent
  • Technology platform considerations
  • Legal and compliance considerations

Following the discussion of key considerations, a panel of independent advisers answered questions about lessons learned and best practices they have employed.

When thinking about transition, Oyster can assist you in many ways, from helping you evaluate the financial model of independence, versus your current environment, to creating an onboarding timeline and customized plan and helping you implement that plan.   Oyster will also file your RIA paperwork, set up your compliance infrastructure and can provide ongoing compliance support either as an outsourced CCO or supporting your internal CCO.  We can customize the level of support during this process to fit your needs and budget, and give you as little or as much help as required to ensure we are a value-added partner.

Our team is made up of experienced industry practitioners, not career consultants. To learn more about Oyster’s services, please complete our contact form or call us at (804) 965-5400 and one of our Relationship Managers will be happy to help you.

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