Webinar Presentation Available: The DOL Fiduciary Rule – Just in Time Q&A
On June 1, 2017 Oyster Consulting hosted a live Q&A webinar, allowing viewers to ask questions regarding what firms should be doing to be compliant with the core elements of the Department of Labor Fiduciary Rule change. Topics discussed covered a wide range of questions from Investment Advisors, Broker-Dealers and Institutional Investors, including:
- What goes into effect in June
- What firms must do before June 9th
- Impartial Conduct Standards
DOL Check-In: Where Are We?