Oyster Senior Consultant Harriet Britt Contributes Article to April Issue of NSCP Currents
Oyster Senior Consultant Harriet Britt recently contributed her article, “FINRA Digital Advice and the Robo-World” to the National Society for Compliance Professional’s (NSCP) latest issue of Currents, the organization’s monthly publication for industry professionals. The article reviews FINRA’s “Report on Digital Advice,” including supervision of testing algorithms and tools, fees and expenses, investor profiles and re-balancing investment portfolios to maintain stated asset allocation plans. As well as the review, Britt also offers additional things to consider in each area.
To view the article, click on the link: FINRA Digital Advice and the Robo-World.
To learn more about Harriet Britt, click here.
To learn more about the NSCP, click here.