Join us TODAY for the NSCP – Oyster Consulting Webinar: “The MCDC Initiative”
On June 18, 2015, the SEC released its first settlements with municipal securities underwriters on their continuing disclosure obligations under SEC rule 15c2-12, also known as “MCDC”. These come after firms self-reported violations of compliance with the rule last fall. It is estimated that hundreds of additional settlements may be in process.
Oyster’s consultants have acted as independent consultants for MCDC settlements and will share their practical advice to help your firm achieve best practices.
For more information, contact Libby Hall, Oyster Consulting at (804) 965-5400 or via email: email@example.com