The SEC’s ReTire Initiative: An Examination Initiative Focused on Products and Services Provided to Retail Investors Saving for Retirement

Bob TuchWolters Kluwer invited Oyster Senior Consultant Robert Tuch, Esq. to write the article “The SEC’s ReTire Initiative: An Examination Initiative Focused on Products and Services Provided to Retail Investors Saving for Retirement,” which is in the latest issue of Practical Compliance & Risk Management for the Securities Industry. We hope you find it useful. If you would like to hear more on this topic please call Oyster Consulting at (804) 965-5400, or visit our website at www.oysterllc.com. We would also be happy to speak with you in greater detail about any other consulting needs your firm may have.

Click here to download the article pdf.   The SEC’s ReTIRE Initiative

Click here to view the latest, complete issue of Practical Compliance Risk Management.

Oyster Consulting, LLC
4128 Innslake Dr
Glen Allen, VA 23060
804-965-5400
oysterllc.com

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