Join Oyster Consulting’s Harriet Britt at the San Francisco, CA Compliance Roundtable
The San Francisco California Compliance Roundtable began in 2010 as a small gathering of compliance professionals working together to share ideas and solutions regarding the evolving regulatory requirements. Today, dozens of compliance professionals, lawyers and compliance vendors meet to network and discuss current compliance issues. The Roundtable often features guest speakers, and provides a format for open discussions.
February 19, 2015
Sidley Austin LLP
555 California Street, 20th Floor
San Francisco, CA 94111
Parking Onsite – RSVP Required for Security Access to Building
SEC and FINRA 2015 Exam Priorities
Disciplinary Actions/Litigation – FINRA and the SEC
Please contact Oyster Consulting’s Senior Consultant Harriet Britt, or Oyster Consulting for more information.
Oyster Consulting, LLC
4128 Innslake Dr
Glen Allen, VA 23060