Emerging Technologies – Existing Regulations

      Innovation always outpaces regulation.  This means that firms have a constant struggle to balance the fear of being left behind by market innovators against the risk of a regulatory action.  Join us to understand how to analyze and implement emerging technologies in today’s regulatory framework. Speakers include: Buddy Doyle, CEO, Oyster Consulting,… READ MORE

SEC Fiduciary Standards Update

The SEC Proposes Rules and Interpretations to Address Relationships Between Retail Investors and Investment Professionals The Securities and Exchange Commission (Commission) has been considering issues relating to retail investor relationships with investment professionals for several years.  A study was undertaken following passage of the Dodd-Frank Act, resulting in certain recommendations in a 2011 report.  However,… READ MORE

Webinar Recording Available: GDPR – Are You Protecting Your Clients’ Data?

On April 10, 2018 Oyster Consulting hosted a webinar discussing the General Data Protection Regulation (“GDPR”), designed to protect the rights and data of European Union citizens, that takes effect May 25, 2018.  This regulation is applicable, regardless of who holds the data or where that data is being held. Topics discussed included: The GDPR and… READ MORE