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June 2018

Oyster Consulting’s Hank Sanchez Speaking – NSCP Regional Meeting

June 4
Hank Sanchez, Managing Director, Oyster Consulting

Oyster Consulting Managing Director Hank Sanchez will be speaking on exception reporting at the NSCP Regional Meeting in Chicago on June 4, 2018. Oyster Consultant Shannan Layette will also be attending the conference. Hank Sanchez brings over 30 years of securities industry experience in the areas of Legal and Compliance to his role as Managing Director at Oyster. Hank has worked with multiple clients varying in size from national to smaller financial firms. His expertise has been engaged to act…

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Associate Director Jill Ehret Attending SIFMA Compliance & Legal Society – St. Louis Regional Seminar

June 12
Edward Jones – Conference Center, 130 Edward Jones Boulevard
Maryland Heights, MO 63043 United States
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Jill Ehret-Bening

Oyster Associate Director Jill Ehret will be attending the SIFMA Compliance & Legal Society - St. Louis Regional Seminar on June 12, 2018. Jill is an experienced Compliance professional that brings over 18 years of practical compliance application perspective and insight. Jill has worked in the Compliance divisions of both small and large regional and national broker-dealers and registered investment advisors.  She has provided compliance oversight and advice to clients focusing on retail independent models, Financial Technology (“FinTech”) models, institutional-based…

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SIFMA C&L St. Louis Regional Seminar

June 12
Edward Jones – Conference Center, 130 Edward Jones Boulevard
Maryland Heights, MO 63043 United States
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Free

Oyster Consulting General Counsel Patrick M. Dennis will be attending SIFMA's Compliance & Legal Regional Seminar in St. Louis, MO on June 12, 2018. Patrick M. Dennis has been involved in the securities industry for over 30 years, and is one of the Founding Principals of Oyster Consulting. Patrick not only acts as Oyster’s Legal Counsel, but is also responsible for client and employee engagement, as well as regulatory relations. Patrick's career has included extensive work as an attorney with…

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NSCP Bitcoin & Cryptocurrency Seminar

June 12 @ 8:30 am - 12:00 pm
Thomson Reuters Building, 3 Times Square, 30th Floor
New York, NY United States
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$150

Oyster Consulting Managing Director Richard Chase will be attending the NSCP Bitcoin & Cryptocurrency Seminar in New York on June 12, 2018. Richard Chase is a securities industry professional with over 35 years of experience. Prior to joining Oyster, Richard served as Chief Compliance Officer and General Counsel to a global investment bank. Richard has broad experience with regulatory issues surrounding virtually all aspects of capital markets activities, equities and derivatives. Richard began his career with the United States Securities…

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