January 24, 2018 at 3:00pm EST A recording of this webinar is now available RICHMOND, Va., Jan. 16, 2018 (GLOBE NEWSWIRE) — On Wednesday, January 24, Oyster Consulting LLC and Hirschler-Fleischer will host an interactive webinar on the key considerations for starting a registered investment adviser (RIA). The attendee list will be kept confidential. Getting… READ MORE
Webinar Slides Available: Vulnerable Adult Clients – Are Your Protecting Your Clients and Your Firm?
Confused about the new FINRA rule requirements around senior and vulnerable adult exploitation? Not sure what you should be doing to protect your firm and your clients? On May 25, 2017 Oyster Consulting hosted a webinar addressing the new and amended FINRA rules, what firms should be doing now, and the need for escalation and… READ MORE
Oyster Consultants recently contributed the article “The SEC’S 2017 Priorities: What They Are and What Compliance Professionals Need to Know” to the National Society for Compliance Professional’s (NSCP) latest issue of Currents, the organization’s publication for industry professionals. The article offers compliance professionals items to take into consideration for each topic. View the article: The SECS 2017… READ MORE