Join Oyster Consulting’s Harriet Britt at the San Francisco, CA Compliance Roundtable

Golden Gate Bridge at DawnThe San Francisco California Compliance Roundtable began in 2010 as a small gathering of compliance professionals working together to share ideas and solutions regarding the evolving regulatory requirements. Today, dozens of compliance professionals, lawyers and compliance vendors meet to network and discuss current compliance issues.

This week the San Francisco Roundtable was informed that several people from the SEC would like to make a presentation about some recent SEC enforcement cases that they think should be of particular interest to west coast practitioners.  The presenters will be:

 

Reid Muoio, Deputy Chief, Complex Financial Products Unit (formerly Structured and New Products Unit), Division of Enforcement

Brian Bussey, Associate Director for Derivatives Policy and Trading Practices, Division of Trading and Markets

Cameron Hoffman, Senior Counsel, Division of Enforcement

Where:   The Sidley San Francisco office,  555 California St., 20th floor

When:    Friday, June 19 (apologies for the short notice and for the Friday date – it was the only date the two DC participants were available before September)

Time:      10:00 am PST
The Roundtable will be co-hosted by the San Francisco Compliance Roundtable and the San Francisco SEC Alumni Group.  Please contact Oyster Consulting’s Senior Consultant Harriet Britt for more information, or RSVP to harriet.britt@oysterllc.com.

 

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